Basic Professional Profile Analysis

Group Category: Use Case

Product Category: Database Design & Development

Sub Category: PostgreSQL

Apply your SQL skills on real-world regulatory data with this hands-on analysis of financial professionals.

Business Overview:

Delve into the critical world of financial professional oversight with Basic Professional Profile Analysis. Tailored for compliance teams, data analysts, and financial institutions, this SQL use-case collection is built around real-world scenarios involving professional identity, registration, and regulatory data tracking. Using a PostgreSQL-compatible dataset with 13 interconnected tables, you'll apply SQL to uncover patterns in data quality, registration status, identity completeness, and source traceability—essential for robust compliance and operational efficiency in the financial industry.

Product Highlights:

A structured PDF guide featuring 5 SQL-driven use cases
Realistic regulatory data scenarios focused on professional records
Clear learning objectives tied to each query exercise
Compatible with PostgreSQL relational datasets
Ideal for portfolio building, compliance reporting, or business intelligence

Learning Outcome:

By completing these use cases, you’ll gain skills in:

Writing complex SQL queries with JOIN, GROUP BY, subqueries, and more
Performing regulatory and compliance data analysis
Extracting insights from employment, disciplinary, and geographic data
Mapping data completeness for improved decision-making and audit readiness

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individuals_raw

| CSV

This is the raw data file used for analysis in the “Basic Professional Profile Analysis” document.

Contains foundational records of individual financial professionals for SQL-based analysis.
Serves as the data source for use cases related to professional identification, activity status, and registration details.
Structured to support regulatory reporting, operational monitoring, and compliance checks.
Provides critical fields such as first name, last name, middle name, suffix, registration status, and source file information.
Enables direct application of SQL queries to extract, transform, and assess data quality and demographic insights.
Supports business use cases aimed at enhancing transparency and accountability in the financial services domain.

Use Case Document

| PDF

This document outlines SQL-based use cases to assess data quality and insights from a regulatory dataset of financial professionals.

Covers five practical scenarios, including name completeness, registration status, middle names, suffix distribution, and data source tracking.
Uses SQL skills like JOINs, GROUP BY, subqueries, and date/time functions.
Aims to support compliance reporting and business intelligence using real-world data.
The dataset includes 13 interconnected tables covering identity, employment, qualifications, and disciplinary history.
Offers business context, objectives, and expected outcomes for each task.
Ideal for analysts and learners applying SQL for regulatory and operational insights.

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